pac.dog pac.dog /federal-register

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6897 (Consolidated Audit Trail Funding Fees) To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for May 1, 2026 Through December 31, 2026

2026-09732 · notice · published 2026-05-15

Agencies
Securities and Exchange Commission (SEC)
Dockets
Release No. 34-105449, File No. SR-FINRA-2026-010

View at federalregister.gov → · PDF · XML

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