Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Lobbyists: KENT A MASON; CHRIS L GASTON (covered position: Chief of Staff, Representative Rush Holt)
Government entities lobbied:HOUSE OF REPRESENTATIVES; Pension & Welfare Benefits Administration; SENATE
FIN — Financial Institutions/Investments/Securities
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Lobbyists: KENT A MASON; CHRIS L GASTON (covered position: Chief of Staff, Representative Rush Holt)
Government entities lobbied:HOUSE OF REPRESENTATIVES; Pension & Welfare Benefits Administration; SENATE
TAX — Taxation/Internal Revenue Code
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Lobbyists: KENT A MASON; CHRIS L GASTON (covered position: Chief of Staff, Representative Rush Holt)
Government entities lobbied:HOUSE OF REPRESENTATIVES; Pension & Welfare Benefits Administration; SENATE
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