TAX — Taxation/Internal Revenue Code
Domestic and International Taxation as it Applies to Financial Institutions.
Lobbyists:
Government entities lobbied: HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of
1st Quarter - Report · 2026
- Filing UUID
1ada6c9d-1a91-4673-872e-edf7c1e8bd87- Type
Q1— 1st Quarter - Report- Period
- first_quarter
- Year
- 2026
- Posted
- 2026-04-20 15:24:38
- Income (reported)
- —
- Expenses (reported)
- $610,000
- Expenses method
- A
- Filing document
- Open on lda.senate.gov
Registrant (lobbying firm)
- Contact
- RANDALL ROSS
- Phone
- +1 212-756-3073
- Address
- zip:10172, city:New York, state:NY, street:277 Park Avenue
Client
Financial Services Company
- State
- NY
- Country
- US
- Effective date
- 2024-04-17
Issues lobbied + lobbyists (4)
BAN — Banking
Issues Impacting Large Global Banks Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act Basel III Proposed Rulemaking and Regulatory Capital Enhanced Resolution Planning for Large Banks Long-term Debt Requirements for Large Banks Proposed Addition to Part 364 of the FDICs Rules and Regulations of Appendix C Proposed Rulemaking Regarding Bank Mergers Rulemaking on Personal Data Rights (Open Banking) Examination and Enforcement Issues Climate-Related Financial Risk Community Reinvestment Act Sanctions Implementation Regulation of Foreign Banks Regulation of Financial Services SEC Climate Disclosure Rule CFTC Proposed Operational Resiliency Framework for Swap Dealers The American Privacy Rights Act as it Applies to Financial Institutions SEC Regulatory Proposals Related to Market Structure Treasury Market Structure and Related Proposals AI, Issues Around Financial Technology Policy and the Regulatory Perimeter Digital Assets/Cryptocurrencies/Stable Coins Debit Interchange Fee Rulemaking and Related Issues Cybersecurity Deposit Insurance Reform Interest on Federal Reserve Balances
Lobbyists:
Government entities lobbied: Commodity Futures Trading Commission (CFTC); Consumer Financial Protection Bureau (CFPB); Executive Office of the President (EOP); Federal Deposit Insurance Corporation (FDIC); Federal Reserve System; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE; Treasury, Dept of
TRD — Trade (domestic/foreign)
General Trade Policy as it Pertains to the U.S. and Japan Foreign Direct Investment
Lobbyists:
Government entities lobbied: HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of
FIN — Financial Institutions/Investments/Securities
Issues Impacting Large Global Banks Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act Basel III Proposed Rulemaking and Regulatory Capital Enhanced Resolution Planning for Large Banks Long-term Debt Requirements for Large Banks Proposed Addition to Part 364 of the FDICs Rules and Regulations of Appendix C Proposed Rulemaking Regarding Bank Mergers Rulemaking on Personal Data Rights (Open Banking) Examination and Enforcement Issues Climate-Related Financial Risk Community Reinvestment Act Sanctions Implementation Regulation of Foreign Banks Regulation of Financial Services SEC Climate Disclosure Rule CFTC Proposed Operational Resiliency Framework for Swap Dealers The American Privacy Rights Act as it Applies to Financial Institutions SEC Regulatory Proposals Related to Market Structure Treasury Market Structure and Related Proposals AI, Issues Around Financial Technology Policy and the Regulatory Perimeter Digital Assets/Cryptocurrencies/Stable Coins Debit Interchange Fee Rulemaking and Related Issues Cybersecurity Deposit Insurance Reform US Insider Trade Reporting Requirements
Lobbyists:
Government entities lobbied: Commodity Futures Trading Commission (CFTC); Consumer Financial Protection Bureau (CFPB); Executive Office of the President (EOP); Federal Deposit Insurance Corporation (FDIC); Federal Reserve System; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE; Treasury, Dept of