FIN — Financial Institutions/Investments/Securities
The regulation of investment companies, closed-end mutual funds, e-delivery of investment company disclosures, escheatment of securities, the Improving Disclosures to Investors Act, the Increasing Investor Opportunities Act, the FSOC Improvement Act.
- DOUGLAS NAPPI — covered position: General Counsel, Counsel US Senate Committee on Banking, Housing & Urban Affairs
- mr SAATHVIK REDDY ALETY — covered position: Staff Assistant, Rep. Judy Biggert; Communications Director and Legislative Assistant, Rep. Ed Royce; Legislative Assistant, Sen. Tim Scott; Subcommittee Staff Director, Senate Banking Subcommittee on Housing, Transportation, and Community
- CLIFFORD NMN ROBERTI — covered position: Dep. Chief of Staff, Rep. Randy Neugebauer, Senior Policy Advisory, House Committee on Financial Services, Professional Staff Member, House Committee on Financial Services.
- CHRISTOPHER MATTHIESEN — covered position: Chief of Staff, Rep. Kosmas; LD, Rep. Lampson; Staff Assistant, Minority Leader Pelosi
- BRIAN CONLAN — covered position: Legislative Correspondent, Legislative Assistant-Office of Congresswoman Tammy Baldwin; Legislative Aide, Legislative Assistant, Senior Economic Policy Advisor, Deputy Legislative Director-Office of Senator Tammy Baldwin
Government entities lobbied: HOUSE OF REPRESENTATIVES; SENATE