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1st Quarter - Report · 2026

Filing UUID
5cd0273d-0e02-4fc0-bdc8-4ac02e9de4a9
Type
Q1 — 1st Quarter - Report
Period
first_quarter
Year
2026
Posted
2026-04-20 17:09:19
Income (reported)
—
Expenses (reported)
$520,000
Expenses method
A
Filing document
Open on lda.senate.gov
Registrant (lobbying firm)

LPL FINANCIAL

Finance

Contact
TOM GANNON
Phone
+1 202-257-6573
Address
zip:20004, city:WASHINGTON, state:DC, street:950 F St NW Suite 600
Client

LPL FINANCIAL

State
MA
Country
US
Government-entity client
false
Effective date
2014-10-01
Issues lobbied + lobbyists (4)

TAX — Taxation/Internal Revenue Code

General interest in tax incentives for retirement plans, individual tax exemptions, and maintaining the independent contracting contractor classification of certain financial professionals. General interest in Section 199A of the Internal Revenue Code. General interest in SALT Deduction. General interest in deductibility of advisory fees.

Lobbyists:

Government entities lobbied: HOUSE OF REPRESENTATIVES; SENATE

FIN — Financial Institutions/Investments/Securities

General interest in anti-money laundering, cybersecurity, and privacy proposals. H.R.2441/S.1877 - Improving Disclosure for Investors Act of 2025 FINRA Gift Rule FINRA OBA

Lobbyists:

Government entities lobbied: HOUSE OF REPRESENTATIVES; SENATE

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