FIN — Financial Institutions/Investments/Securities
Regulation of asset managers and broker-dealers; equity market structure
Lobbyists:
- mr WILLIAM WALTON LILES — covered position: Senior Counsel, U.S. House Committee on Financial Services
- BENJAMIN BROWN — covered position: Counsel, U.S. Securities and Exchange Commission
- WILLIAM DARGUSCH — covered position: Special Advisor, Legislative Affairs, U.S. Department of the Treasury; Professional Staff Member, U.S. Senate Permanent Subcommittee on Investigations; Special Assistant, Office of Senator Rob Portman
Government entities lobbied: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE