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1st Quarter - Report · 2026

Filing UUID
c52b6b76-3c07-43ce-a294-f1f3ca718f03
Type
Q1 — 1st Quarter - Report
Period
first_quarter
Year
2026
Posted
2026-04-20 13:45:24
Income (reported)
—
Expenses (reported)
$120,000
Expenses method
A
Filing document
Open on lda.senate.gov
Registrant (lobbying firm)

UBS AMERICAS INC.

Contact
JOHN NOLAN
Phone
+1 202-585-8986
Address
zip:20036, city:Washington, state:DC, street:1150 17th St. NW 5th Floor
Client

UBS AMERICAS INC

State
DC
Country
US
Government-entity client
false
Effective date
2007-07-25
Issues lobbied + lobbyists (2)

FIN — Financial Institutions/Investments/Securities

Regulatory Implementation of Dodd-Frank Wall Street Reform Act (including swap rules, capital and other prudential requirements, Volcker Rule and fiduciary standards). Financial regulatory reform legislation. Measures considered by the Securities and Exchange Commission pertaining to market structure issues and fiduciary/best interest standards for brokers. Legislation on industrial loan company charters. Legislation on digital asset regulation.

Lobbyists:

Government entities lobbied: Commodity Futures Trading Commission (CFTC); Federal Reserve System; HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); Securities & Exchange Commission (SEC); SENATE; Treasury, Dept of

TAX — Taxation/Internal Revenue Code

Issues related to the taxation of bonds, Net Operating Loss, Base Erosion Anti-Abuse Tax (BEAT) and international tax issues, Corporate Alternative Minimum Tax (CAMT), Donor Advised Funds, and US-Swiss Tax Treaty.

Lobbyists:

Government entities lobbied: HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of

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